[目的/意义]通过跟踪全球开放获取发展态势,以期为我国的开放获取实践提供参考借鉴。[方法/过程]以2015年1月到2016年12月为时间窗口,通过网络调研和归纳研究的方法,从开放获取知识库、开放出版、开放数据和开放科学四个方面分析和总结全球开放获取相关政策和实践进展,并对开放获取发展趋势和所面临的挑战进行了归纳。[结果/结论]全球开放获取知识库从重点关注资源存储向资源利用转变;开放出版由通过政策促进规模出版转向价格和质量控制;开放数据关注重点从行业领域上升到国家发展战略的高度,发展重点由基础设施建设转向数据存储和利用等政策的制定;开放科学从制定理想规划和落实方案到不确定的阶段。
[Purpose/significance] Tracking the international trends of open access can provide reference for open access practice in China.[Method/process] By methods of network investigation and induction research, this paper tracks back the development of international open access policies and practices from 2015 to 2016. Then, it analyzes and summarizes their development trends and challenges from four aspects, including open access repository, open publishing, open data and open science.[Result/conclusion] This paper reveals that:open access repository transforms from the resource storage to resource utilization; open access publishing heads into quality and cost control from the policy-driven large-scale publishing; open data is no longer limited to some subject areas and turns into the national development strategy, and its policy making is more important than infrastructure construction; open science develops from the ideal planning and program implementing into a stage of uncertainty.
[1] IFLA statement on open access to scholarly literature and research documentation[EB/OL].[2017-02-21].http://www.ifla.org/publications/ifla-statement-on-open-access-to-scholarly-literature-and-research-documentation.
[2] IFLA statement on open access-clarifying IFLA's position and strategy[EB/OL].[2017-02-21].http://www.ifla.org/files/assets/hq/news/documents/ifla-statement-on-open-access.pdf.
[3] IFLA strategic plan 2010-2015[EB/OL].[2017-02-21]. http://www.ifla.org/files/assets/hq/gb/strategic-plan/2010-2015.pdf.
[4] American Library Association strategic directions[EB/OL].[2017-02-21]. http://www.ala.org/aboutala/sites/ala.org.aboutala/files/content/governance/StrategicPlan/Strategic%20Directions%20June%2028%202015.pdf.
[5] LIBER's open access publication guidelines[EB/OL].[2017-02-21].http://libereurope.eu/libers-open-access-publication-guidelines/.
[6] The Hague Declaration on knowledge discovery in the digital age[EB/OL].[2017-02-21]. http://thehaguedeclaration.com/wp-content/uploads/sites/2/2015/04/Liber_DeclarationA4_2015.pdf.
[7] In 2014, LIBER introduced a set of open access publication guidelines for work that it produces[EB/OL].[2017-02-21].http://libereurope.eu/libers-open-access-publication-guidelines/.
[8] Aligning repository networks:international accord[EB/OL].[2017-02-21].https://www.coar-repositories.org/files/2017-Aligning-Repository-Networks-Accord-1.pdf.
[9] 彭以祺,吴波尔,沈仲祺. 国家科技图书文献中心"十三五"发展规划[J]. 数字图书馆论坛,2016(11):12-20.
[10] 黄向阳,张智雄,刘细文,等. 中国科学院文献情报中心"十三五"发展重点[J]. 数字图书馆论坛,2016(11):21-26.
[11] 黄向阳, 黄金霞,曾燕,等.开放科学中的知识服务[EB/OL].[2017-02-21].http://ir.las.ac.cn/simple-search?locationed=%2F&query1=%E5%BC%80%E6%94%BE%E7%A7%91%E5%AD%A6%E4%B8%AD%E7%9A%84%E7%9F%A5%E8%AF%86%E6%9C%8D%E5%8A%A1&field1=all_ac&advanced=false&status=new&go=%E6%A3%80%E7%B4%A2.
[12] 张晓林. 开放获取、开放知识、开放创新推动开放知识服务模式——3O会聚与研究图书馆范式再转变[J]. 现代图书情报技术,2013(2):1-10.
[13] 张晓林,刘细文,李麟,等. 研究图书馆推进开放获取的战略与实践——以国家科学图书馆为例[J]. 图书情报工作,2013,57(1):15-19,48.
[14] 张晓林. 实现开放获取支撑科技创新——有关国家和机构支持科技期刊开放出版的政策与措施[J]. 中国科学院院刊,2013(3):378-385.
[15] 张晓林,李麟,李姝影. 国外教育科研机构支持作者发表开放出版论文的政策研究[J]. 图书情报工作,2013,57(1):32-36,42.
[16] 张晓林,张冬荣,李麟,等. 机构知识库内容保存与传播权利管理[J]. 中国图书馆学报,2012(4):46-54.
[17] 张晓林. 机构知识库的政策、功能和支撑机制分析[J]. 图书情报工作,2008,52(1):23-27,19.
[18] 初景利,李麟,沈东婧,等. 我国科技期刊开放获取出版发展态势——基于中国科协科技期刊的调查[J]. 图书情报工作,2013,57(1):43-48.
[19] 魏蕊,初景利. 国外开放获取图书出版模式研究[J]. 图书情报工作,2013,57(11):12-18.
[20] 初景利. 开放获取的发展与推动因素[J]. 图书馆论坛,2006(6):238-242.
[21] 聂华,韦成府,崔海媛. CALIS机构知识库:建设与推广、反思与展望[J]. 中国图书馆学报,2013,57(2):46-52.
[22] 吴越,聂华,崔海媛. 机构知识库相关政策研究——基于北京大学机构知识库的思考与探索[J]. 大学图书馆学报,2014(2):24-27.
[23] 罗鹏程,朱玲,崔海媛,等. 基于Dataverse的北京大学开放研究数据平台建设[J]. 图书情报工作,2016,60(3):52-58.
[24] 李麟,朱曼曼,左丽华. 2012年国际开放获取实践进展综述[J]. 图书情报工作,2013,57(20):136-142.
[25] 陆彩女,李麟. 2013年国际开放获取实践进展[J]. 图书情报工作,2014,58(8):111-121.
[26] 郭进京,彭乃珠,张梦霞,等. 2014年国际开放获取实践进展[J]. 图书情报工作,2015,59(9):119-126.
[27] Argentine open access and repository law[EB/OL].[2017-02-21]. https://www.coar-repositories.org/news-media/argentine-open-access-and-repository-law/.
[28] New Armenian OA ETD repository[EB/OL].[2017-02-21]. http://www.eifl.net/news/new-armenian-oa-etd-repository.
[29] Summary report:where next for repositories? An open national forum sponsored by CARL in association with COAR[EB/OL].[2017-02-21].http://www.carl-abrc.ca/wp-content/uploads/2017/02/Repos-forum-summary_EN.pdf.
[30] Open access theses and dissertations in Armenia[EB/OL].[2017-02-21]. http://www.eifl.net/news/open-access-theses-and-dissertations-armenia/.
[31] Launch of new open access health sciences research repository for Africa[EB/OL].[2017-02-21].http://www.ifla.org/node/9725.
[32] Growth of the open DOAR database[EB/OL].[2017-02-21]. http://www.opendoar.org/onechart-legacy.php?cID=&ctID=&rtID=&clID=&lID=&potID=&rSoftWareName=&search=&groupby=r.rDateAdded&orderby=&charttype=growth&width=600&height=350&caption=Growth%20of%20the%20OpenDOAR%20Database%20-%20Worldwide.
[33] COAR interoperability roadmap published[EB/OL].[2017-02-21].https://www.coar-repositories.org/files/Roadmap_final_formatted_20150203.pdf.
[34] Major repository networks agree to collaborate on data exchange, technological development, and metadata[EB/OL].[2017-02-28].https://www.coar-repositories.org/news-media/major-repository-networks-agree-to-collaborate-on-data-exchange-technological-development-and-metadata/.
[35] EU and Latin America working together towards a common open access implementation.[EB/OL].[2017-02-21].https://www.openaire.eu/latin-america-current-state-and-implementation-of-guidelines.
[36] "国立"台湾大学2017年起停订Elsevier ScienceDirect期刊[EB/OL].[2017-02-21]. http://www.lib.ntu.edu.tw/node/2969.
[37] University of Regensburg provides 3 new APC dataset[EB/OL].[2017-02-21].https://openapc.github.io/general/openapc/2016/02/24/regensburg/.
[38] TU Dresden updates its 2015 APC expenditures[EB/OL].[2017-02-21].https://openapc.github.io/general/openapc/2016/02/24/dresden/.
[39] Forschungszentrum Jülich updates its 2015 APC expenditures[EB/OL].[2017-02-21].https://openapc.github.io/general/openapc/2016/02/29/fzj/.
[40] Article processing charges and subscriptions:monitoring open access costs[EB/OL].[2017-02-21]. https://www.jisc.ac.uk/sites/default/files/apc-and-subscriptions-report.pdf.
[41] OpenAIRE shares FP7 Post-Grant OA Pilot data on APC payments with OpenAPC[EB/OL].[2017-02-21].https://blogs.openaire.eu/?p=1521.
[42] Greater visibility to APCs:amount, currency, URL[EB/OL].[2017-02-21]. https://doajournals.wordpress.com/2015/02/10/greater-visibility-to-apcs-amount-currency-url/.
[43] New funding scheme for open access publication[EB/OL].[2017-02-21]. http://www.forskningsradet.no/en/Newsarticle/New_funding_scheme_for_open_access_publication/1254006308998/p1177315753918.
[44] Public access to results of NSF-funded research[EB/OL].[2017-03-18] http://www.nsf.gov/news/special_reports/public_access/.
[45] TICKELL A.Open access to research:independent advice[EB/OL].[2017-02-21]. https://www.gov.uk/government/publications/open-access-to-research-independent-advice.
[46] Hybrid open access-an analysis[EB/OL].[2017-02-21].https://unlockingresearch.blog.lib.cam.ac.uk/?p=969.
[47] THE role of hybrid journals in supporting open access[EB/OL].[2017-02-21].http://www.publishers.org.uk/policy-and-news/policy-and-parliament/submissions/2016/the-role-of-hybrid-journals-in-supporting-open-access-april-2016/.
[48] 顾立平,张晓林,初景利,等. 开放获取期刊的评价与遴选:质量水平、开放程度和服务能力[J]. 图书情报工作,2013,57(1):49-54.
[49] 顾立平. 论文级别计量研究:应用案例分析[J]. 现代图书情报技术,2013(11):1-7.
[50] 张红芹,黄水清. 开放获取期刊质量评价的指标体系构建与评价实践——以化学类期刊为例[J]. 情报理论与实践,2008(3):386-390.
[51] DATA CATALOG[EB/OL].[2017-02-21].https://catalog.data.gov/dataset.
[52] Datasets[EB/OL].[2017-02-21].https://data.gov.uk/data/search.
[53] A Cloud on the 2020 Horizon[EB/OL].[2017-02-21].http://ec.europa.eu/research/openscience/pdf/hleg/hleg-eosc-first-report_(draft).pdf#view=fit&pagemode=none.
[54] BORGMAN C L. If data sharing is the answer, what is the question?[J]. ERCIM news, 2015,100:15-16.
[55] Implementing the General Data Protection Regulation[2016/679] to maintain a competitive environment for research in Europe[EB/OL].[2017-02-21]. http://www.scienceeurope.org/wp-content/uploads/2016/10/EU-GDPR-implementation-Sep-2016.pdf.
[56] RCUK seeks feedback on good practice guidelines for open research data[EB/OL].[2017-02-21].http://www.rcuk.ac.uk/RCUK-prod/assets/documents/documents/ConcordatOpenResearchData.pdf.
[57] Today's data, tomorrow's discoveries[EB/OL].[2017-02-21]. https://nsf.gov/pubs/2015/nsf15052/nsf15052.pdf.
[58] 中国政府网.国务院关于印发促进大数据发展行动纲要的通知[EB/OL].[2017-02-21].http://www.gov.cn/zhengce/content/2015-09/05/content_10137.htm#.
[59] Paving the way for Generation Open:what it will take and who will benefit[EB/OL].[2017-02-21]. https://www.jisc.ac.uk/blog/open-science-many-hands-make-light-work-17-aug-2015.
[60] Making open science a reality[EB/OL].[2017-02-21]. http://www.oecd-ilibrary.org/docserver/download/5jrs2f963zs1-en.pdf?expires=1489669722&id=id&accname=guest&checksum=1824CBCB11A4ADA79375EEDF2F376BFD.
[61] 彭媛媛,陈雪飞.认识"开放科学"科学网[EB/OL].[2017-02-21]. http://blog.sciencenet.cn/blog-1035376-1018085.html.
[62] LIBER Statement on the Amsterdam Call for Action[EB/OL].[2017-02-21]. http://libereurope.eu/wp-content/uploads/2016/05/Statement-on-the-Amsterdam-Call-for-Action.pdf.
[63] The Open Science and Research Roadmap 2014-2017[EB/OL].[2017-02-21].http://openscience.fi/documents/14273/0/Open+Science+and+Research+Roadmap+2014-2017/e8eb7704-8ea7-48bb-92e6-c6c954d4a2f2.
[64] Promoting open science in Japan-opening up a new era for the advancement of science[EB/OL].[2017-02-21] http://www8.cao.go.jp/cstp/sonota/openscience/150330_openscience_summary_en.pdf.
[65] Hybrid open access-an analysis[EB/OL].[2017-02-21]. https://unlockingresearch.blog.lib.cam.ac.uk/?p=969.
[66] Open access and the serials crisis[EB/OL].[2017-02-21].https://thomasash.wordpress.com/2015/12/01/open-access-and-the-serials-crisis/.
[67] Life is like an open book[EB/OL].[2017-02-21].http://lj.libraryjournal.com/2016/04/oa/life-is-like-an-open-book-open-access-in-action/.