图书情报工作

图书情报工作 >

2016 , Vol. 60 >Issue 1: 125 - 134

DOI: https://doi.org/10.13266/j.issn.0252-3116.2016.01.017

综述述评

国内外作者贡献声明的贡献要素与贡献权重算法初探

  • 张闪闪
展开
  • 中国科学院文献情报中心 北京 100190
张闪闪(ORCID:0000-0001-8244-6134),博士研究生,E-mail:zhangshanshan@mail.las.ac.cn。

收稿日期: 2015-09-29

  修回日期: 2015-12-01

  网络出版日期: 2016-01-05

收起

An Exploration Study of Contribution Factors and Weight Algorithm of Author Contribution Statements in China and Aboard

  • Zhang Shanshan
Expand
  • National Science Library, Chinese Academy of Science, Beijing 100190

Received date: 2015-09-29

  Revised date: 2015-12-01

  Online published: 2016-01-05

Fold

摘要

[目的/意义]梳理国内外作者贡献声明的研究发展,以期为今后的相关研究提供借鉴和参考。[方法/过程]采用文献调研的方法,通过对国内外有关作者贡献声明文献的调研,从作者贡献研究现状、作者贡献要素、作者贡献权重算法3个角度对比国内外的相关研究现状和研究特点。[结果/结论]国内外关于作者贡献声明的研究内容还比较有限,其中国内的研究视野较窄,局限于基本贡献权重算法的探讨,而国外则从理论和实践两方面探讨贡献要素、深入对比分析不同算法并提出相应的改进措施。建议今后作者贡献研究从两个方面展开:①开展作者贡献的实证研究,探索我国作者贡献要素发展的共性和个性;②确定不同学科的作者贡献要素,明确作者贡献的要素组成与作者贡献权重的算法。

关键词： 作者贡献; 作者贡献声明; 作者贡献要素; 作者贡献权重算法

本文引用格式

张闪闪 . 国内外作者贡献声明的贡献要素与贡献权重算法初探[J]. 图书情报工作, 2016 , 60(1) : 125 -134 . DOI: 10.13266/j.issn.0252-3116.2016.01.017

Abstract

[Purpose/significance] This paper reviews the development vein of the domestic and foreign research literatures about author contribution statements, aiming at providing reference for future research.[Method/process] With the literature research method, the paper investigates the domestic and foreign research literatures about author contribution statements from three angles:current research about author contribution, author contribution factors and the calculation method for author contribution.[Result/conclusion] The results show that the current research about the author contributions statement is relatively limited.According to the selected papers, the domestic research is limited to the basic calculation method for author contribution.While the foreign researchers stand on a higher perspective to study the author contribution factors from the theory and practice, compare and analyze the different calculation methods.The article also suggests that the study of author contributions could focus on two aspects in the future:① Give more attention on the empirical study of author contributions, and explore the commonness and individuality in the development of author contributions;② Summarize the author contribution factors of different disciplines, and make clear of the author contributions factors and the evaluation method of author contribution degree.

Key words： author contributions; author contribution statements; author contribution factors; weight algorithm of author contribution

参考文献

[1] 张晓林,彭希珺.用高水平学术规范保障论文学术质量[J].现代图书情报技术,2014,30(1):1-3.
[2] COPE.Code of conduct and best practice guidelines for journal editors[EB/OL].[2015-04-20].http://publicationethics.org/files/Code_of_conduct_for_journal_editors_Mar11.pdf.
[3] The PRISMA statement[EB/OL].[2015-04-20].http://www.prisma-statement.org/statement.htm.
[4] CONSORT 2010[EB/OL].[2015-04-20].http://www.consort-statement.org/consort-2010.
[5] ICMJE recommendations("The uniform requirements")[EB/OL].[2015-04-20].http://www.icmje.org/about-icmje/faqs/icmje-recommendations/.
[6] EASE guidelines for authors and translators of scientific articles to be published in English,June 2014[EB/OL].[2015-04-20].http://www.ease.org.uk/publications/author-guidelines.
[7] 中华人民共和国国家标准化管理委员会.信息与文献参考文献著录规则[S].北京:中华人民共和国国家质量监督检验检疫总局,中国国家标准化管理委员会,2015.
[8] 默顿.科学社会学[M].北京:商务印书馆,2003:610-612.
[9] Policy on papers' contributors[EB/OL].[2015-03-15].http://www.nature.com/nature/journal/v399/n6735/full/399393b0.html.
[10] Nature.Who is accountable?[EB/OL].[2015-03-15].http://www.nature.com/nature/journal/v450/n7166/full/450001a.html.
[11] Nature.Authorship policies[EB/OL].[2015-03-15].http://www.nature.com/nature/journal/v458/n7242/full/4581078a.html.
[12] YSNK V,RENNIE D.Disclosure of researcher contributions:a study of original research articles in the Lancet[J].Annals of internal medicine,1999,130(8):661-670.
[13] RENNIE D.Integrity in scientific publishing[J].Health services research,2010,45(3):885-896.
[14] CLEMENT T P.Who are coauthors and what should be their responsibilities?[J].Environmental science & technology,2015,49(6):3265-3266.
[15] SEBASTIAN F.It is time for full disclosure of author contributions[J/OL].Nature,2012,489(7417).[2015-03-21].http://www.nature.com/news/it-is-time-for-full-disclosure-of-author-contributions-1.11475.
[16] ALLEN L,SCOTT J,BRAND A,et al.Publishing:credit where credit is due[J].Nature,2014,508(7496):312-313.
[17] Defining the role of authors and contributors[EB/OL].[2015-01-18].http://www.icmje.org/recommendations/browse/roles-and-responsibilities/defining-the-role-of-authors-and-contributors.html.
[18] INTERNATIONAL COMMITTEE OF MEDICAL JOURNAL EDITORS.Guidelines on authorship[J].British medicine journal,1985,291(6497):722.
[19] INTERNATIONAL COMMITTEE OF MEDICAL JOURNAL EDITORS.Niformarequirements for manuscripts submitted to biomedical journals[J].JAMA,1993;269(17):2282-2286.
[20] BAERLOCHER M O,NEWTON M,GAUTAM T,et al.The meaning of author order in medical research[J].Journal of investigative medicine,2007,55(4):174-180.
[21] BATES T,ANIC A,MARUSIC M,et al.Authorship criteria and disclosure of contributions[J].Journal of the American medical association,2004,292(1):86-88.
[22] CLEMENT T P.Authorship matrix:a rational approach to quantify individual contributions and responsibilities in multi-author scientific articles[J].Science and engineering ethics,2014,20(2):345-361.
[23] JASON W O,ABIGAIL H.What is authorship,and what should it be? A survey of prominent guidelines for determining authorship in scientific publications[J].Practical assessment,research & evaluation,2009,14(15):1-19.
[24] ELISABETH E,CRONIN B.Who dunnit? Metatags and hyperauthorship[J].Journal of the American society for information science and technology,2001,52(9):770-773.
[25] 武夷山.作者的贡献权重[EB/OL].[2015-06-01].http://blog.sciencenet.cn/blog-1557-270125.html.
[26] VINKLER P.Research contribution,authorship and team cooperativeness[J].Scientometrics,1993,26(1):213-230.
[27] MATTSSON P,SUNDBERG C J,LAGET P.Is correspondence reflected in the author position? A bibliometric study of the relation between corresponding author and byline position[J].Scientometrics,2011,87(1):99-105.
[28] BHANDARI M,GUYATT G H.KULKARNI A V,et al.Perceptions of authors' contributions are influenced by both byline order and designation of corresponding author[J].Journal of clinical epidemiology,2014,67(9):1049-1054.
[29] MAJUMDER K.署名权新解:新的分类法让多位作者的论文轻松决定贡献角色[EB/OL].[2015-06-01].http://www.editage.cn/insights/defining-authorship-a-taxonomy-to-assign-contributor-roles-in-multi-author-papers.
[30] COLE J R,COLE S.Social stratification in science[M].Chicago:University of Chicago Press,1973.
[31] WAN J,HUA P,ROUSSEAU R.The pure h-index:Calculating an author's h-index by taking coauthors into account[J].Collnet journal of scientometrics and information management,2007,1(2):1-5.
[32] LINDSEY D.Production and citation measures in the sociology of science:the problem of multiple authorship[J].Social studies of science,1980,10(2):145-162.
[33] OPPENHEIM C.Fractional counting of multiauthored publications[J].Journal of the American society for information science,1998,49(5):482.
[34] GAUFFRIAU M,LARSEN P O.Counting methods are decisive for rankings based on publication and citation studies[J].Scientometrics,2005,64(1):85-93.
[35] PRICE D D.Multiple authorship[J].Science,1981,212(4498):986.
[36] BURRELL Q,ROUSSEAU R.Fractional counts for authorship attribution:A numerical study[J].Journal of the American society for information science,1995,46(2):97-102.
[37] EGGHE L.Source-item production laws for the case that items have multiple sources with fractional counting of credits[J].Journal of the American society for iformation science,1996,47(10):730-748.
[38] HAGEN N T.Harmonic allocation of authorship credit:source-level correction of bibliometric bias assures accurate publication and citation analysis[J].PLOS ONE,2008,3(12):e4021.
[39] TSCHARNTKE T,MICHAEL E H,TATYANA A R.Author sequence and credit for contributions in multiauthored publications[J].PLOS biology,2007,5(1):13-14.
[40] HODGE S E,GREENBERG D A.Publication credit[J].Science,1981,213(4511):950.
[41] HAGEN N T.Harmonic publication and citation counting:sharing authorship credit equitably-Not equally,geometrically or arithmetically[J].Scientometrics,2010,84(3):785-793.
[42] LIU X Z,FANG H.Fairly sharing the credit of multi-authored papers and its application in the modification of h-index and g-index[J].Scientometrics,2012,91(1):37-49.
[43] EGGHE L,ROUSSEAU R,Van HOOYDONK G.Methods for accrediting publications to authors or countries:consequences for evaluation studies[J].Journal of the American society for information science.2000:51(2),145-157.
[44] Van HOOYDONK G.Fractional counting of multiauthored publications:consequences for the impact of authors[J].Journal of the American society for information science,1997,48(10):944-945.
[45] TRUEBA F J,GUERRERO H.A robust formula to credit authors for their publications[J].Scientometrics,2004,60(2):181-204.
[46] SHEN H W,BARABASI A L.Collective creditallocation in science[J].Proceedings of the national academy of sciences,2014,111(34):12325-12330.
[47] HUNT R.Trying an authorship index[J].Nature,1991,352(6332):187.
[48] CARIOS G L.Explicit authorship[J].Bulletion of the ecological society of America,1996,77(4):219-220.
[49] VERHAGEN J V,WALLACE K J,COLLINS S C,et al.QUAD system offers fair shares to all authors[J].Nature,2003,426(6967):602.
[50] FEESER V R,SIMON J R.The ethical assignment of authorship in scientific publications:issues and guidelines[J].Academic emergency medicine,2008,15(10):963-969.
[51] FRAZZETTO G.Who did what?[J].EMBO reports,2004,4(4):446-448.
[52] 《图书情报工作》投稿指南[EB/OL].[2015-04-02].http://124.16.154.130:8080/lis/CN/column/column81.shtml.
[53] 论文格式模板[EB/OL].[2015-05-01].http://www.cjstp.cn/cjstp/ch/first_menu.aspx?parent_id=20140417023438001.
[54] 李静然,魏丽惠.关于科技期刊设立《作者贡献声明》的思考[J].编辑学报,2010,22(01):42-44.
[55] 钱寿初.作者署名和作者的贡献[J].中国科技期刊研究,2002,13(1):9-11.
[56] 朱大明.合著论文应标示署名作者贡献及责任[J].中国科技期刊研究,2014,25(1):170-172.
[57] 丁福虎.合著论文业绩计量的数量指标设置[J].中国科技期刊研究,1999,10(3):201-202.
[58] 张闪闪,顾立平.作者贡献声明政策的初探性研究[J].中国科技期刊研究,2015,26(11):1113-1121.
[59] 樊玉敬.合著论文作者的名誉分配[J].情报杂志,1997,16(1):37-38,49.
[60] 娄策群.社会科学评价的文献计量理论与方法[M].武汉:华中师范大学出版社,1999:68.
[61] 李栎,张志强.情报研究中核心著者的影响力评价方法研究[J].情报杂志,2010,29(10):80-83,141.
[62] ZHANG C T.A proposal for calculating weighted citations based on author rank[J].EMBO reports,2009,10(5):416-417.
[63] 张明.不同名次合作者(单位)对总体贡献率的研究[J].福州总医院学报,1999(2):44-45,40.
[64] 李伟钢.N个共同作者贡献评估的简单算式[EB/OL].[2015-06-25].http://blog.sciencenet.cn/blog-652078-900447.html.
[65] 朱丽娟,于建荣.基于作者贡献的合著网络加权模式研究[J].图书馆杂志,2001,30(5):16-20,92.
[66] 张永平,姜萍,殷正坤.科研论文署名排序的合理性探析[J].中国科技期刊研究,2003,14(2):170-172.
Options
文章导航

/

〈 〉